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Developing the Case for Population Screening for Bowel Cancer

Saturday, July 1st, 2000
Associate Professor James B St John, Department of Gastroenterology, The Royal Melbourne Hospital, Australia




Introduction


Although screening for bowel cancer (colorectal cancer) remains a controversial topic, the case for screening has been strengthened by the availability of Level 1 evidence (a systematic review of all relevant randomised controlled trials) supporting screening based on faecal occult blood testing (FOBT). In all three such trials, there was a significant reduction in mortality from bowel cancer in those offered testing.  1  ,   2  ,   3  ,   4  

In Australia, in 1997, the Australian Health Technology Advisory Committee (AHTAC) report  5   recommended that "Australia should develop a program for the introduction of population screening for colorectal cancer by faecal occult blood testing for the average risk population (the well population aged over 50)". A rider to that recommendation was that the programme should commence with a number of pilot and feasibility studies. In its best practice guidelines for management of colorectal cancer, published in 1999, the National Health and Medical Research Council (NH&MRC) endorsed the recommendation favouring screening.

In contrast, in New Zealand in 1998, a discussion document from the Working Party on Screening for Colorectal Cancer established by the National Health Committee concluded that "population-based screening for colorectal cancer based on faecal occult blood testing is not recommended in New Zealand".  6   Although there has been a trend toward endorsement of screening, Canada has opposed screening  7   and many other countries with a high prevalence of the disease remain uncommitted.

Health agencies that have issued guidelines endorsing screening include the US Preventive Services Task Force,  8   the American Cancer Society,  9   the American Gastroenterological Association in collaboration with other specialist medical societies and the Agency for Health Care Policy and Research  10  , the European Group for Colorectal Cancer Screening,  11   and the World Health Organisation (WHO) Center for Prevention of Colorectal Cancer.  12  

This review will examine the criteria that must be met to justify screening programmes, the question of how decisions on screening were taken in Australia and the general question of who should be involved in the decision-making process.



Cancer Screening in Australia

Along with many other countries, much progress has been made with cancer control programmes in Australia. With regard to the common cancers, national screening programmes are in place for breast cancer and cervical cancer and encouraging progress has been made with primary prevention of lung cancer and sun-related skin cancer. Screening for prostate cancer was not endorsed by the NH&MRC because of lack of high level evidence of benefit.  13   Even so, a de facto national programme is in place, estimates indicating that 40% of middle-aged and elderly men have had at least one PSA test (P Baume; personal communication).

Until recently, cancer authorities were silent on the subject of prevention and screening for bowel cancer, mainly because of uncertainty about what to recommend. In 1991, the Australian Gastroenterology Institute (AGI), the educational arm of the Gastroenterological Society of Australia, published guidelines on screening for bowel cancer, which covered population screening as well as surveillance for those at above-average risk.  14   In 1994, the AGI and the Australian Cancer Society jointly published a second edition, the guidelines reflecting the growing consensus on screening within the medical profession.  15   The AHTAC Report (1997) incorporated the results of the UK and Danish population-based randomised controlled trials on FOBT-based screening, and provided the first official support from within the Australian Federal Health Department for bowel cancer screening.  5  

Despite these developments, many within the medical profession remain unconvinced about the value of FOBT-based screening, views ranging from opposition to any screening of those at average population risk through to calls for use of colonoscopy – "the only reliable investigation" – for everyone. Reasons why bowel cancer screening has become the subject of such intense debate will be discussed later in this review.



Principles of Early Disease Detection

Wilson and Jungner defined a number of principles for early disease detection,  16   these principles being adopted by WHO.

As set out in the AHTAC Report,  5   the principles are as follows:

  1. The condition should be an important health problem.
  2. There should be an accepted treatment for patients with recognised disease; facilities for diagnosis and treatment should be available; and there should be a recognised latent or early symptomatic stage.
  3. There should be a suitable test or examination.
  4. The test should be acceptable to the population.
  5. The natural history of the condition, including development from latent to declared disease, should be adequately understood; and there should be agreed policy on whom to treat as patients.
  6. The cost of case-finding, including diagnosis and treatment of patients diagnosed, should be economically balanced in relation to possible expenditure on medical care as a whole.
  7. Case-finding should be a continuing process and not a "once and for all" project.



The Case for Establishing a Bowel Cancer Screening Programme


Is Bowel Cancer an Important Health Problem?
In Australia, bowel cancer is indisputably an important health problem, being the most common internal cancer and the second most common cause of death from cancer, after lung cancer. In 1996, there were 10,988 new cases and 4,606 deaths from the disease, and a total of 31,000 person-years of life were lost before age 75.  17   Direct health costs of treatment were AUS$ 205 million in the financial year 1993/94. The number of deaths from bowel cancer in 1996 was substantially higher than for either prostate cancer (
n=2,644) or breast cancer (n=2,640).


Is there an Accepted Treatment Available?
Bowel cancer is treated by surgical resection of the cancer, adjacent large bowel and regional lymph nodes. On occasions, early stage polypoid cancers are treated by colonoscopic polypectomy alone. The pathological stage correlates closely with survival, early, stage A cancers having a 90% cancer-specific five-year survival.  18   A feature of bowel cancer is that, in many cases, there are no symptoms until the cancer has already reached an advanced (incurable) pathological stage – hence the interest in and importance of pre-symptomatic diagnosis.

Most high incidence countries have sufficient facilities for surgical treatment of bowel cancer but many have insufficient resources – trained personnel and equipment – to provide colonoscopic back-up for a national FOBT-based screening programme. However, with over 900 accredited colonoscopists, Australia is considered to have sufficient resources in colonoscopy to support population-based screening.  19  


Is there a Suitable Screening Test?
Faecal occult blood testing has been shown to reduce bowel cancer mortality in three randomised controlled trials (RCTs), providing Level 1 evidence for effectiveness. All three trials used the guaiac test, Hemoccult. In addition, there is supportive evidence coming from progress results of a fourth, smaller RCT and a non-randomised controlled trial and from several case-control studies. The first RCT was from Minnesota and was performed on volunteers. It revealed a 33% reduction in mortality with annual screening.  1   Initially, that trial failed to show a mortality benefit with biennial testing (see Table below) but mortality fell by 21% with longer follow-up.  2   The other two RCTs were population-based and were performed in Nottingham, UK  3   and Funen, Denmark.  4   Mortality was reduced by 15% and 18% respectively, on an intention-to-treat basis. For those complying with testing, mortality was calculated to fall by 40%.  4  

TABLE: Mortality Reduction in Randomised Controlled Trials Based on Faecal Occult Blood Testing

  Minnesota
USA (1)
Nottingham
UK (3)
Funen
Denmark (4)
Participants Volunteers Population-based Population-based
Numbers enrolled 46,551 150,251 61,933
Type of FOBT Hemoccult Hemoccult Hemoccult
Development Hydrated Standard Standard
Frequency Group 1: 12mo Group 2: 24mo 24mo 24mo
Mortality reduction Group 1: 0.67 Group 2: 0.94 0.85 0.82
Odds ratio (+/- 95%CI) (0.50-0.87) (0.68-1.31) (0.74-0.98) (0.68-0.99)

When planning screening, choice of test will be an important issue. Factors affecting choice include test performance characteristics, need for special diet, cost of the test, and ability to automate test results. Test specificity is especially important. If a test has too low a specificity, ie it produces too many false-positive results, colonoscopy resources could be overwhelmed by the resulting demand for follow-up investigation and loss of confidence in the value of the programme could adversely affect participation. Low test specificity would also reduce cost-effectiveness.

The UK and Danish trials used the guaiac test, Hemoccult, developed without re-hydration. That test has a low sensitivity for cancer but has high (98–99%) specificity. Although testing missed 40–50% of early cancers in those trials, high specificity meant that only 4% of the screened population required colonoscopy over five rounds (ie, 10 years) of screening.  3  ,   4   While newer, more sensitive guaiac tests and immunochemical tests specific for human haemoglobin have obvious advantages, a test with an acceptably high specificity should be chosen.

Evaluation of screening by flexible sigmoidoscopy is in progress. Case control studies show evidence of benefit
  20  ,   21   but results of the RCTs needed to provide high level evidence are several years away.


Is the Test Acceptable to the Population?
Whatever method(s) are used for screening – FOBT or flexible sigmoidoscopy, alone or in combination, or a programme based on colonoscopy – the programme will only be successful if people are willing to undergo testing. In the European RCTs, test kits accompanied by a letter of invitation signed by the subject’s GP were distributed by mail. Although there could be no media publicity, encouragingly, 59.6% in the UK trial and 67% in both the Danish and the smaller Swedish trials completed tests in at least some rounds of testing. In the Danish trial, almost all eligible participants who completed the first round testing complied with testing in later rounds.  4  

In Australia, initial recruitment is likely to be slow because of the little media attention paid to bowel cancer and the lack of public discussion about screening. Confusion and uncertainty among health care professionals add to potential problems. It will be essential to mount educational programmes about bowel cancer screening for medical practitioners and the target population as well as conducting studies on how to motivate them to promote or undergo screening. Even so, the high participation rates achieved in the European RCTs provide grounds for optimism.


Is the Natural History Adequately Understood and Who Should be Screened?
The natural history of bowel cancer has been well studied, colonoscopic biopsy and polypectomy specimens providing a remarkable opportunity to study pre-cancerous events. Most cancers arise from adenomatous polyps (adenomas), the likelihood of progression to cancer being greater in so-called advanced adenomas (10 mm or more in diameter or with villous features or severe dysplasia). It should be recognised that most adenomas never progress to cancer. This applies particularly to small tubular adenomas, which are a common colonoscopic finding in older people. When adenomas do progress to cancer, the average length of time from early adenoma to advanced cancer is about 10 years. The window of opportunity for detecting bleeding from an advanced adenoma or an early stage, curable cancer appears to be several years, at least in many cases. A wide window of opportunity means that a falsely negative FOBT on the first round of screening could be acceptable, provided that the test is positive on the next round and the lesion is still localised and curable. Discussion about programme sensitivity of particular FOBTs refer to this concept.

One as yet unresolved question relates to other possible pathways to cancer. In Japan, there have been many reports of small cancers arising either de novo or from flat or depressed adenomas.  22   Their time course appears to be short – of the order of one or two years. This type of cancer is often found in the familial form of cancer known as HNPCC (hereditary non-polyposis colorectal cancer). With that exception, fast track cancers are rarely recognised in Western countries. However, a recent report from UK suggests that colonoscopists may be missing these lesions.  23   The Japanese view is that flat and depressed lesions are responsible for about 15% of all bowel cancer.  22  

Who should be screened? In the USA, the early experience with screening showed disappointing results when people in their forties were included in the target population. Participation rates with both FOBT and sigmoidoscopy were low, as was the yield of significant lesions in those who did participate. For those reasons, the American Cancer Society changed its recommended starting age for those at average risk from 40 years to 50 years, retaining a starting age of 40 years for those who have one or two close relatives with bowel cancer.  24   International guidelines adopted the starting age of 50 years for those at average risk but, in Australia, the NH&MRC has recommended also starting at 50 years for most of those with one or two affected relatives, as their risk is only slightly above average.  25  

An unresolved question is when to discontinue screening.  10   Clearly, the state of a person’s health will influence the decision. In general, it appears to be appropriate to restrict active promotion of screening to those aged up to age 75 years, but to include those over that age who request screening, provided that they are in good health.


Is there an Economically Balanced Case for Screening?
Many studies on cost-effectiveness of screening have been conducted. The studies have taken into account the current high costs of treating colorectal cancer, the cost of chemotherapy, radiotherapy and palliation making advanced bowel cancer more expensive to treat than early stage cancer.

One method of expressing results is to compare the cost-effectiveness of bowel cancer screening with that of screening for breast cancer and cervical cancer. Several studies have shown that FOBT-based screening compares well with that of mammographic screening for breast cancer. In the UK and Danish RCTs, cost-effectiveness was in the range of US$5,400–$9,650 per life year saved.  26   In the UK trial, it was concluded that cost-effectiveness of screening with Hemoccult was the same as that of mammographic screening in the short term and likely to be better in the long term.  26


Should Screening be a Continuing Process?
When people enter a cancer screening programme, they expect their life-time risk for that cancer to be reduced substantially. The approach with FOBT is to offer testing on a regular basis, either yearly or two-yearly, proceeding to full evaluation of the large bowel if testing should ever show occult bleeding. Participants should be made aware of the importance of continuing with screening as risk for cancer rises with advancing age.

While sigmoidoscopic and colonoscopic-based screening is offered on a regular (eg, 5-yearly) basis to groups at increased risk, a different endoscopic approach has been suggested for those at average risk. The suggestion is that a once-only examination around the age of 55 years could enable triage into high risk and low risk groups.  27   Those with normal findings would then be advised against having further screening. Trials examining this approach are in progress. However, as yet, there is no convincing evidence to support the concept.

Clearly, many of the conditions listed above should be met before embarking on a national screening programme. Information about some factors has to be obtained through local experience, especially those factors such as willingness to participate in screening, impact of screening on colonoscopic services and cost-effectiveness of the overall programme. These can be studied in pilot programmes, with modification of plans for a national programme in response to any problems identified.



How Were Decisions About Bowel Cancer Screening Made in Australia?

After release of the AGI/Australian Cancer Society guidelines on bowel cancer screening, a deputation from the Australian Cancer Network met with representatives of the Federal Health Department in 1994 to discuss views on screening at a national level. As a result, the Federal Health Minister established a working party under the direction of the Australian Health Technology Advisory Committee to review the subject. Members of the working party had expertise in gastroenterology, surgery, radiology, pathology, general practice, epidemiology and health economics; other members included a consumer representative and representatives of the NH&MRC.

Advertisements in the national press and invitations to medical colleges and societies called for submissions, a total of 40 submissions being received. Consultancy groups were responsible for producing a comprehensive literature review and a review of coverage of bowel cancer by the media. The working party met over the course of two years, during which time the results of the UK and Danish RCTs were published. The final report was completed in December 1997 and released in March 1998.  5  

The AHTAC Report covered the needs of groups with above-average risk of bowel cancer, including members of families with inherited cancer syndromes. However, most of the recommendations applied to population screening. The main recommendation was for the introduction of population screening by faecal occult blood testing for the average risk population (the well population aged over 50 years) but commencing with pilot and feasibility studies to determine the most effective means of implementing a nation-wide programme.

In 1998, the Australian Cancer Network and the Clinical Oncological Society of Australia established a committee to develop best practice guidelines for prevention, early detection and management of bowel cancer. The process followed the NH&MRC guidelines for the development of guidelines. Over 90 experts contributed to various working parties, a conference was held to discuss the first draft report, later drafts were made available for public comment and the committee received a total of 250 submissions. The final document, which confirmed the AHTAC recommendations about screening, was then approved and given official endorsement by NH&MRC.  25  

The most recent development occurred in May 2000. In the Federal budget for 2000/2001, it was announced that funding will be provided for the pilot studies proposed in the AHTAC Report. The proposal, drawn up by the National Cancer Control Initiative, involves three studies, two of which will be conducted in urban areas and one in a rural area. A total of 50,000 people aged between 50 and 75 years will be invited to have FOBT-based screening and the studies will be closely monitored to address questions raised in the AHTAC Report. One question relates to the method of delivery of a national programme, including the role of general practitioners and their interaction with a central body responsible for quality assurance and measurement of outcome.



Who Should be Involved in the Decision-Making Process?

Because of the long-standing debate about screening for bowel cancer, it is highly desirable to involve all interested groups in discussions and decision-making. If high participation rates are to be achieved, GPs must be convinced that screening is worthwhile. If not convinced, they are unlikely to motivate their patients.



Why Did Bowel Cancer Screening Become Such a Controversial Subject?


Failure to Understand the Concept of Screening
The RCTs have settled the argument about the validity of FOBT-based screening. However, many medical practitioners continue to express a preference for screening based on endoscopy. One reason for concern about use of FOBTs is the failure to understand the concept of screening. As defined by John Bond,  28   screening is the use of a simple, affordable and acceptable test to identify a sub-group of the at-risk population more likely to have a clinically significant lesion . . . in which it would be justified to perform a more complex, expensive and possibly invasive test. Thus, the aim of occult blood testing is to identify " who in the population should be having colonoscopy this year".


Use of Colonoscopy as the Primary Screening Method
No country has the facilities to provide colonoscopy for their entire at-risk population. Any attempt to do so would have major implications for other areas of health care.

Other concerns are:

  1. Lack of evidence that offering colonoscopy at one point in time lowers life-time risk of incurable bowel cancer.
  2. Likelihood that colonoscopy would identify large numbers of people with small tubular adenomas, most with no clinical significance, but almost certainly triggering many unnecessary follow-up colonoscopies.
  3. The potential for harm. In Australia, a 40-year old has one chance in 1,200 of presenting with symptomatic bowel cancer in the next five years and a 50-year old has one chance in 300. The potential benefits of colonoscopy must be balanced against the likely yield of advanced adenomas or cancer and the risk of significant complications such as perforation, especially when colonoscopy is performed by less experienced colonoscopists.
  4. Uncertainty about participation rates. A screening test has to be simple if a sizeable percentage of the population is to take part. If only 10% accept colonoscopy, national mortality rates would decline by no more than 10%.



The Future?

Evidence-based medicine is having a major impact on attitudes to bowel cancer screening. RCTs that were begun 20 or more years ago have shown that screening by FOBT can reduce bowel cancer mortality. Policy makers now face an ethical dilemma if, without good reason, they fail to promote a service known to lower cancer mortality.

Screening by sigmoidoscopy and colonoscopy are being evaluated and virtual colonoscopy, based either on CT or MRI, has the potential to become a highly acceptable method of screening.  29  

The immediate challenge is to involve medical practitioners and the target population in FOBT-based screening, to educate them about the concept of screening and to promote an understanding of the potentially important role of bowel cancer screening as a public health measure.



References

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